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May 10, 2008
Does SOx Protect Mutual Fund Whistleblowers?
Posted by David Zaring
The idea will no doubt send shudders through the sleepiest corners of the securities industry. But the Globe reports that the question is being litigated as we speak.
While we're rounding up, thanks to the indispensible Securities Mosaic, I've learned in a busy week about just how bad UBS has it, with jailings and $37 million paybacks. And how Prawfsblawg is going for laughs re: contract law and professoring...
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