David Zaring's Posts

The Revolving Door And Steve Cohen (December 17, 2014)

The Times reports: The billionaire investor, who managed to fend off a criminal insider trading investigation of himself, if not... (Category: Administrative Law, Securities, White Collar Crime)

Will The Swaps Pushout Rule Die In The Cromnibus? (December 11, 2014)

One dodgy thing that is being included in the currently debated spending bill is a substantive provision repealing a much-hated-by-banks... (Category: Administrative Law, Finance, Financial Crisis, Financial Institutions)

The International Review Of The Quality Of American Financial Supervision (December 08, 2014)

The Basel committee enforces through peer pressure, rather than through resort to a formal dispute settlement process, and the peer... (Category: Administrative Law, Finance, Financial Institutions, Globalization/Trade)

The 11 Most Influential People In Business Ethics (December 08, 2014)

This not at all silly list reveals the following: #1 William Dudley – President and CEO, Federal Reserve Bank of... (Category: Administrative Law, Finance)

CEO Health Disclosures: JPMorgan Edition (December 05, 2014)

Not to pile on, but there's the slightly unsettling trned of CEOs talking, or not, about their health. Surely material... (Category: Finance, Financial Institutions, Securities)

The Freeport Derivative Settlement .. Or Is It A Holdup? (December 02, 2014)

This really isn't my area, but via Matt Levine, note this: The Freeport case was filed as a so-called “derivative”... (Category: Corporate Governance, Corporate Law)

Does The Revolving Door Work Differently For Bank Supervisors (November 25, 2014)

We write about the revolving door here, and elsewhere, and we're not as worried about it as some. So what... (Category: Administrative Law, Finance, Financial Institutions)

Conflict Minerals Rule Heads For Panel Rehearing (November 19, 2014)

Which means a redo of the argument. We'll outsource, via Corporate Counsel, to Cooley: The D.C. Circuit court of Appeals... (Category: Administrative Law, Securities)

Battling A SIFI Designation (November 17, 2014)

Over at DealBook, I've got a take on MetLife's claim that it will be suing over its designation as a... (Category: Administrative Law, Finance, Financial Crisis, Financial Institutions)

The BusinessWeek Best B School Rankings Are Out! (November 13, 2014)

And Wharton finishes second, the deal is that it is always supposed to be in the top 3, so that's... (Category: Rankings)

Can You Litigate Your Way Out Of A SIFI Designation? (November 06, 2014)

Eugene Scalia, of the family Scalia, has been the scourge of the SEC with his until recently effective insistence on... (Category: Administrative Law, Finance, Financial Crisis, Financial Institutions)

What Does The World Series Mean For Baseball Analytics? (October 30, 2014)

Congratulations to the Giants on winning the World Series, one of the two least statistically inclined teams in baseball, the... (Category: Sports)

The SEC's Anti-No-Admit Policy Only Goes So Far (October 27, 2014)

It is one data point, but the cases where the the SEC would settle without requiring an admission of guilt... (Category: Securities, White Collar Crime)

The Coming Global Prohibition On Securitization (October 23, 2014)

Okay, the headline was made to draw in the reader. Non-banks will be allowed to securitize to their heart's content,... (Category: Finance, Financial Crisis, Financial Institutions)

Turkish Banking Law Is All About Image (October 23, 2014)

Turkey's largest Islamic bank believes that it has been targeted for destruction by the Turkish government, and, given the way... (Category: Finance, Financial Crisis, Financial Institutions)

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