David Zaring's Posts

How The Other Half Banks As A Regulation Story (December 01, 2015)

Mehrsa's fine book is an appealing combination of history and policy. On the one hand, the book reviews the way... (Category: Book Club, Finance, Financial Institutions)

Europe Proposes To Create A European FDIC (November 25, 2015)

Creating a continent wide deposit insurance program is interesting because of its American antecedent. The FDIC is one of two... (Category: Finance, Financial Institutions, Globalization/Trade)

The SEC Goes After Congress (November 17, 2015)

The conflict between the SEC and Congress over its investigation of a tip from a committee staffer on Medicaid reimbursement... (Category: Administrative Law, Securities)

A Tiny Part Of The Conflict Minerals Rule Is Unconstitutional (November 16, 2015)

With this terse order by the D.C. Circuit, it is official, the SEC's conflict minerals rule is unconstitutional ... but... (Category: Administrative Law, Securities)

SSRN Top Downloads For Corporate, Securities & Finance Law eJournals (November 13, 2015)

1 869 The Evolution of Fintech: A New Post-Crisis Paradigm? Douglas W. Arner, Janos Nathan Barberis and Ross P. Buckley... (Category: SSRN)

Call for Papers in International Economic Law (November 10, 2015)

Not of interest to all of our readers, but I'm hosting a works in progress workshop at Wharton at the... (Category: Globalization/Trade)

Why Do Bank Supervisors Love Acronyms? Your TLAC Explainer (November 09, 2015)

One of the amazing things that has happened in the wake of the financial crisis is that international bank regulators... (Category: Administrative Law, Finance, Financial Crisis, Financial Institutions)

"Private Sector Influence on the U.S. Regulatory Process: A Study of the Volcker Rule" (November 05, 2015)

I enjoyed this work, apparently a thesis by a Berkeley undergrad, that involved a ton of data gathering. The piece... (Category: )

ICYMI: Crowdfunding Is Final! (November 04, 2015)

The final rule is 686 pages long, which Corp Counsel describes, reasonably, as "humongous." I'm generally fine with lengthy statues,... (Category: Securities)

The Due Process Restoration Act of 2015 Would Kill Administrative Adjudication At The SEC (November 03, 2015)

Rep. Scott Garrett has introduced a bill that would make administrative proceedings optional for all defendants, and also change the... (Category: Administrative Law, Securities)

Carmen Segarra Had A Case (October 27, 2015)

I've expressed some sympathy for the whistleblowing bank examiner Carmen Segarra in the past, and I wrote up my concerns... (Category: Administrative Law, Finance, Financial Institutions)

Business Law At Carleton (October 26, 2015)

The announcement is after the jump. The Department of Law and Legal Studies at Carleton University is currently hiring for... (Category: )

Enforcement Discretion At The SEC, Over At The HarvCorpGovFor (October 19, 2015)

I blogged a little more about the SEC and its ALJs at the Harvard Corporate Governance Forum. Do check it... (Category: Administrative Law, Securities)

Position Announcement: Boise State (October 08, 2015)

The call is after the jump. The Department of Management in the College of Business and Economics, Boise State University,... (Category: )

Should The CEO/Worker Pay Ratio Be Posted On Consumer Goods? (October 05, 2015)

Mike Norton, Rohit Deshpande, and Bhayva Mohan, all affilated with HBS, think that it would affect purchasing choices, likely more... (Category: Popular Culture, Securities)

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