David Zaring's Posts

SEC ALJ Orders: It's How It Does It's Anti-Bribery Rule (January 29, 2015)

While defendants are gearing up to make arguments against the constitutionality of the SEC's increasing inclination to use its ALJs,... (Category: Administrative Law, Securities, White Collar Crime)

The SEC's New Preference For Administrative Proceedings (January 27, 2015)

Peter Henning has a nice overview of recent claims made against the SEC's growing inclination to take fraud cases before... (Category: Administrative Law, Securities, White Collar Crime)

Litigating The Financial Crisis, By Moi (January 20, 2015)

I've written a paper on the judicial history of the financial crisis, and it's now out in the Virginia Law... (Category: Administrative Law, Finance, Financial Crisis, Financial Institutions, Securities, White Collar Crime)

Welcome, Guest Blogger Josephine Sandler Nelson! (January 19, 2015)

Josephine comes to us from gigs at Stanford's and Berkeley's business schools; she writes about corporate crime, among other things... (Category: Miscellany)

Go Celebrate 10 Years Of Opinio Juris (January 15, 2015)

Over at Opinio Juris, the international law blog, they are marking their tenth anniversary with some ruminations about blogging and... (Category: Blogs and Blawgs, Globalization/Trade)

MetLife Sues Over Its Systemically Important Designation (January 14, 2015)

Yesterday, MetLife filed a complaint in the DDC protesting its designation as systemically important, which carries with it increased capital... (Category: Administrative Law, Finance, Financial Institutions)

What Can We Learn From The Impending S&P Settlement? (January 13, 2015)

The Times reports that S&P will soon be paying a billion dollar fine - or roughly one year's annual profits... (Category: Finance, Financial Crisis, Financial Institutions, Securities)

The Revolving Door And Steve Cohen (December 17, 2014)

The Times reports: The billionaire investor, who managed to fend off a criminal insider trading investigation of himself, if not... (Category: Administrative Law, Securities, White Collar Crime)

Will The Swaps Pushout Rule Die In The Cromnibus? (December 11, 2014)

One dodgy thing that is being included in the currently debated spending bill is a substantive provision repealing a much-hated-by-banks... (Category: Administrative Law, Finance, Financial Crisis, Financial Institutions)

The International Review Of The Quality Of American Financial Supervision (December 08, 2014)

The Basel committee enforces through peer pressure, rather than through resort to a formal dispute settlement process, and the peer... (Category: Administrative Law, Finance, Financial Institutions, Globalization/Trade)

The 11 Most Influential People In Business Ethics (December 08, 2014)

This not at all silly list reveals the following: #1 William Dudley – President and CEO, Federal Reserve Bank of... (Category: Administrative Law, Finance)

CEO Health Disclosures: JPMorgan Edition (December 05, 2014)

Not to pile on, but there's the slightly unsettling trned of CEOs talking, or not, about their health. Surely material... (Category: Finance, Financial Institutions, Securities)

The Freeport Derivative Settlement .. Or Is It A Holdup? (December 02, 2014)

This really isn't my area, but via Matt Levine, note this: The Freeport case was filed as a so-called “derivative”... (Category: Corporate Governance, Corporate Law)

Does The Revolving Door Work Differently For Bank Supervisors (November 25, 2014)

We write about the revolving door here, and elsewhere, and we're not as worried about it as some. So what... (Category: Administrative Law, Finance, Financial Institutions)

Conflict Minerals Rule Heads For Panel Rehearing (November 19, 2014)

Which means a redo of the argument. We'll outsource, via Corporate Counsel, to Cooley: The D.C. Circuit court of Appeals... (Category: Administrative Law, Securities)

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