David Zaring's Posts

Fed Whistleblower Loses Retaliation Suit (October 01, 2015)

Here's the Second Circuit decision on the Carmen Segarra case. She alleged that the Fed was too soft on Goldman... (Category: Finance, Financial Institutions)

Update On Sean Griffith's Sweetheart Settlement Campaign (September 23, 2015)

Bainbridge and Allison Frankel have the details. The standing hurdle has been cleared, so that's good news for the campaign. (Category: Corporate Law)

The Stuart Parnell Sentence (September 22, 2015)

Just as no jailed financial executives in the wake of the last crisis is a pretty big outlier, the sentence... (Category: White Collar Crime)

The Doomed Lawsuits Against ALJs (September 18, 2015)

I think they're doomed, but opponents of the 25 year old tradition of SEC administrative proceedings have had a good... (Category: Administrative Law, Securities)

Labor and Employment at Penn State (September 15, 2015)

Penn State has two openings, and something like one in every 720 Americans is an alum, which is one of... (Category: Administrative)

If This Chart Is Correct, I'm Going To Wonder About EMH (September 10, 2015)

I can't really figure out the denominator in this chart expressing the three year performance of university endowment managers, who... (Category: Accounting)

Lisa Fairfax for SEC Commissioner! (September 04, 2015)

The Wall Street Journal reports that the White House is considering our colleague for the SEC. Bainbridge thinks she'd be... (Category: Administrative Law, Securities)

Are SEC ALJs Too Tough On Defendants? (September 01, 2015)

I wrote in DealBook about SEC ALJs. Here's a taste: I read every decision issued by the S.E.C.’s administrative law... (Category: Administrative Law, Securities)

Enforcement Discretion At The SEC (August 31, 2015)

I wrote a paper on the SEC's ALJs, which I think are plenty independent and not at all unconstitutional. They... (Category: Administrative Law, Securities)

The Law And Finance Top Download List On SSRN (August 28, 2015)

It's an interesting mix of law professors and business professors, empirical projects, and the opposite. And bitcoin! Ranked by most... (Category: Finance, SSRN)

A CEO Is Told To Wait On Claims That The SEC ALJs Are Unconstitutional (August 26, 2015)

In what I think is the first appellate decision on the issue, the Seventh Circuit held that timing problems prevented... (Category: Administrative Law, Securities)

Business Law at the University of British Columbia (August 17, 2015)

UBC's law school is looking this year at the entry/associate level, and I understand that business law and finance are... (Category: )

A Modest Response to Wallach (August 14, 2015)

I'm enjoying Philip's guest blogging with us. I think I particularly like this part of his last post: If it... (Category: Administrative Law, Finance, Financial Crisis, Financial Institutions)

Introducing Guest Blogger Philip Wallach (August 12, 2015)

Philip Wallach has written a legal history of the financial crisis, To The Edge. I reviewed it over at the... (Category: )

Call for Papers for Conference on Comparative Business and Financial Law (August 11, 2015)


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