David Zaring's Posts

Why Do Bank Supervisors Love Acronyms? Your TLAC Explainer (November 09, 2015)

One of the amazing things that has happened in the wake of the financial crisis is that international bank regulators... (Category: Administrative Law, Finance, Financial Crisis, Financial Institutions)

"Private Sector Influence on the U.S. Regulatory Process: A Study of the Volcker Rule" (November 05, 2015)

I enjoyed this work, apparently a thesis by a Berkeley undergrad, that involved a ton of data gathering. The piece... (Category: )

ICYMI: Crowdfunding Is Final! (November 04, 2015)

The final rule is 686 pages long, which Corp Counsel describes, reasonably, as "humongous." I'm generally fine with lengthy statues,... (Category: Securities)

The Due Process Restoration Act of 2015 Would Kill Administrative Adjudication At The SEC (November 03, 2015)

Rep. Scott Garrett has introduced a bill that would make administrative proceedings optional for all defendants, and also change the... (Category: Administrative Law, Securities)

Carmen Segarra Had A Case (October 27, 2015)

I've expressed some sympathy for the whistleblowing bank examiner Carmen Segarra in the past, and I wrote up my concerns... (Category: Administrative Law, Finance, Financial Institutions)

Business Law At Carleton (October 26, 2015)

The announcement is after the jump. The Department of Law and Legal Studies at Carleton University is currently hiring for... (Category: )

Enforcement Discretion At The SEC, Over At The HarvCorpGovFor (October 19, 2015)

I blogged a little more about the SEC and its ALJs at the Harvard Corporate Governance Forum. Do check it... (Category: Administrative Law, Securities)

Position Announcement: Boise State (October 08, 2015)

The call is after the jump. The Department of Management in the College of Business and Economics, Boise State University,... (Category: )

Should The CEO/Worker Pay Ratio Be Posted On Consumer Goods? (October 05, 2015)

Mike Norton, Rohit Deshpande, and Bhayva Mohan, all affilated with HBS, think that it would affect purchasing choices, likely more... (Category: Popular Culture, Securities)

Fed Whistleblower Loses Retaliation Suit (October 01, 2015)

Here's the Second Circuit decision on the Carmen Segarra case. She alleged that the Fed was too soft on Goldman... (Category: Finance, Financial Institutions)

Update On Sean Griffith's Sweetheart Settlement Campaign (September 23, 2015)

Bainbridge and Allison Frankel have the details. The standing hurdle has been cleared, so that's good news for the campaign. (Category: Corporate Law)

The Stuart Parnell Sentence (September 22, 2015)

Just as no jailed financial executives in the wake of the last crisis is a pretty big outlier, the sentence... (Category: White Collar Crime)

The Doomed Lawsuits Against ALJs (September 18, 2015)

I think they're doomed, but opponents of the 25 year old tradition of SEC administrative proceedings have had a good... (Category: Administrative Law, Securities)

Labor and Employment at Penn State (September 15, 2015)

Penn State has two openings, and something like one in every 720 Americans is an alum, which is one of... (Category: Administrative)

If This Chart Is Correct, I'm Going To Wonder About EMH (September 10, 2015)

I can't really figure out the denominator in this chart expressing the three year performance of university endowment managers, who... (Category: Accounting)

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