March 24, 2006
Frank Quattrone Un-Banned from the Securities Industry
Posted by Christine Hurt
Perhaps foreshadowing the answer as to whether Frank Quattrone will be tried three times for obstruction of justice and witness tampering, the SEC has overturned the NASD's banning of Quattrone from the securities industry. In the aftermath of the Global Settlement on Analyst Conflicts of Interest, several individuals were banned for life from the securities industry, including Quattrone, Henry Blodget and Jack Grubman. I would say that the SEC has sent a signal.
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